Responsible for direct indexing trading activities and processes. Provides outstanding client outcomes while adhering to regulatory and internal standards.
Core Responsibilities
- Prepares assigned direct indexing portfolios that meet or exceed performance standards consistent with investment objectives, and adhering to client-specified or regulatory restrictions and constraints.
- Collaborates and partners with investment advisors to deliver portfolio construction plans. Offers strategies for financial planning and set up required personalized indexing capabilities for clients.
- Analyzes portfolio management data and coordinates resolution of process issues. Collaborates with internal collaborators to investigate exceptions within trading instructions.
- Reviews and monitors portfolios' trading activity to ensure portfolios track assigned index appropriately and accurately.
- Supports the delivery of sophisticated portfolio construction and management strategy for sophisticated financial planning accounts.
- Builds relationships with external clients and internal departments. Acts as a liaison to facilitate a successful strategic approach to meet client and business needs.
- Participates in and may lead initiatives to improve departmental policies and procedures. Review workflow changes to ensure they better meet evolving business needs and maintain adherence to external regulations.
- Participates in special projects and performs other duties as assigned.
Qualifications
- Five years' related work experience in the Financial Services industry or client services preferred.
- Undergraduate degree or equivalent combination of training and experience.
- Progress towards or completion of CFA or CFP preferred.
