Adam L.

Skills

• Operational Risk Management
• Fraud Risk Oversight
• Risk & Control Frameworks (RCSA, Issues, NBIs)
• Governance & Regulatory Engagement
• Audit & Exam Readiness
• Issue Remediation & Corrective Action Design
• Data Risk Management (BCBS 239, Data Governance)
• Scenario Analysis & Risk Profiling
• Risk Analytics & Automation (AI, RegTech)
• Regulatory Compliance (Dodd-Frank, Volcker, CCAR, BCBS 239)
• Governance Committees & Executive Reporting
• Cross-Functional Leadership & Team Management

About

Strategic risk and control executive with 20+ years of experience leading operational risk, governance, and assurance functions across top global financial institutions. Proven ability to design and embed scalable risk frameworks, drive regulatory readiness, and deliver sustainable remediation. Track record spans first- and second-line leadership roles at Wells Fargo, Goldman Sachs, and Barclays, with expertise in fraud risk, data risk, and control transformation. Known for partnering with senior executives, regulators, and cross-functional teams to align business strategy with risk discipline, reduce residual risk, and strengthen enterprise resilience.