Brian V.

Skills

Project Management, Regulatory Risk and Compliance, Financial Services, Trading, Derivatives, Dodd-Frank, Equities, Credit, Fixed Income, Foreign Exchange, Banking and Capital Markets, Internal Audit, Operating Model Design, Risk Management, Governance, Regulatory Remediation, Quality Assurance, Reporting, Commodities, Lending, Hedging, Change Management, Program Management, Management Reporting, Risk Assessment, Regulatory Compliance, Treasury, Banking, Asset Management, Internal Controls, AML, Broker-Dealer Operations, Front Office, Report Writing, Operational Risk, Written and Verbal Communication, Presentations, PowerPoint, Excel

About

A results-driven executive with a track record of building, leading, and advising global banking businesses. Brings a panoramic, strategic view of market, operational, and regulatory risks. Possesses a unique combination of front-office capital markets experience and product expertise, coupled with an extensive management consulting background advising risk, compliance, and audit functions. Proficient at bridging the gap between first, second, and third lines of defense and establishing a culture where risk and compliance “earn a seat at the table.” Adept at navigating matrixed organizations, managing strategic projects, and presenting to board-level audiences. An enthusiastic leader who filters out the noise, views the big picture as a complex interconnected puzzle, and drives performance.