Katherina Y.

Skills

Strategic, creative, and data-driven trilingual leader specializing in fiduciary financial services. Adept at navigating compliance frameworks to develop and execute firm-wide strategies aligned with growth targets for assets under management. Upholding fiduciary duty in compliance with SEC and FINRA regulatory standards.

About

|Client-Focused Financial Professional |
As a Millennial woman, I’m inspired by the shifting wealth landscape and the opportunity to support the next generation of investors. With experience in marketing, finance, and relationship management, I’m motivated to become a financial advisor/wealth manager, shaped by empathy and education, to help achieve clients' financial goals and build long-lasting relationships.

Currently pursuing FINRA licensing, beginning with the Securities Industry Essentials (SIE), followed by Series 7 and Series 65/66. Objective of applying professional expertise, gaining industry experience, and attaining financial designation(s) to advance toward a client-facing role of financial advisor, relationship manager, or wealth manager.