Oliver B.

Skills

* 10 years experience as outsourced supervisory principal, including as Chief Compliance Officer and Chief Investment Officer.
* Management consulting for broker-dealers, investment advisors, general and limited partners; including investment strategy, compliance, supervision, risk management, and operations.
* Trading and market-making of massive portfolios of derivatives (fixed income, fx, credit, equity).
* Portfolio management of hedge fund and private equity fund-of-funds, both arms length and as a stakeholder/seeder.
* Performed and documented due diligence on hundreds of hedge funds, private equity funds, and other investment opportunities, often using ILPA-consistent formats.
* FINRA Series 4, 7, 14, 24, 63, 65, 79; (CRD#: 1842154).
* Excellent analytical and communication skills, both standalone and as part of a team.
* Expert Excel and PowerPoint, as well as CRM and Compliance software.

About

Throughout my career, I have held roles as a trader, portfolio manager, management consultant, and compliance officer, allowing me to gain a holistic view of the financial and investment landscape. I have worked across asset classes such as fixed income, equity, credit, and foreign exchange derivatives, while also advising senior executives on strategic initiatives, regulatory compliance, and risk management. This breadth of experience has honed my analytical skills, strategic vision, and ability to deliver solutions that drive business impact.

Collaboration and clear communication are central to my approach. I excel at working across finance, marketing, data science, and compliance functions, fostering a collaborative environment that promotes innovation and high performance. My proficiency with MS Excel and PowerPoint supports data-driven analyses, financial modeling, and the development of compelling presentations that inform and guide decision-making.

In addition to my hands-on experience, I hold multiple FINRA licenses, including the Series 7 (CRD# 1842154), reflecting my commitment to maintaining professional excellence and compliance with industry standards. I am eager to bring my expertise, adaptability, and enthusiasm to a forward-thinking organization where I can contribute meaningfully to your team’s success.